Sina Nowak is a registered investment advisor at Charter Advisory Corporation, based in Indianapolis, IN, with 26 years of industry experience. Sina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 732 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Charter Advisory provides investment advice through programs sponsored by LPL Financial. Fees for these programs are negotiable, with maximum fees as follows:
- Manager Access Select: Up to 2.95% annually (advisory fee up to 2.35% and manager fee up to 0.60%)
- Optimum Market Portfolios (OMP): Up to 2.5%
- Personal Wealth Portfolios (PWP): Up to 2.95% annually (advisory fee up to 2.35% and manager fee up to 0.60%)
- Model Wealth Portfolios (MWP): Up to 2.95% (advisory fee up to 2.35% and manager fee up to 0.60%)
- Guided Wealth Portfolios (GWP): Up to 1.35% (LPL program fee of 0.35% and advisor fee up to 1.00%)
These fees are paid quarterly in advance. Charter and LPL may share in the account fee. Fees are negotiable.
Location
250 East 96th Street, Suite 200, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
Financial
June 2018Other Business Activities
Sina is involved in several business activities, including Nowak Financial Services LLC, real estate services as a licensed sales associate, and Dependable Lawn Service, Inc. Sina also works as compliance staff and a licensed IAR for Charter Advisory Corporation and as a contract employee for OSJ Alliance, LLC, dedicating full-time hours to the latter.
Employment History
Current Registrations
Charter Advisory Corporation
LPL Financial LLCBroker
Previous Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Legend Advisory CORP
Legend Equities CorporationBroker
Mutual Service Corporation
Mutual Service CorporationBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mutual Service CorporationBroker
Mutual Service CorporationBroker
Pmg Securities CorporationBroker
Pruco Securities CorporationBroker
Legend Equities CorporationBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.