TM
CFP
TM
CFP

Todd Anthony Moll

34 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
3,226 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $35.0M0.55%
$35.0M - $50.0M0.45%
$50M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Todd is an agent for non-variable life insurance sales, dedicating a few hours per week to this activity. He is also the owner and CEO of Todd A. Moll CFA PA, spending about half his time in this role, and a director of ZYH Holdings LLC, spending minimal time. He also refers business to a CPA firm.

Employment History
Current Registrations
Pwa Securities, LLCBroker
March 2023 - Present · 2 yrs 11 mos
Provenance Wealth Advisors
May 2003 - Present · 22 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2013 - August 2023 · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2013 - August 2023 · 10 yrs
Walnut Street Securities, INC.
August 2003 - September 2013 · 10 yrs 1 mo
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Nathan & Lewis Securities, INC.Broker
January 2001 - August 2003 · 2 yrs 7 mos
Nathan & Lewis Securities, INC.
January 2001 - August 2003 · 2 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - January 2001 · 2 yrs 7 mos
Cigna Financial Advisors,inc.Broker
January 1994 - June 1998 · 4 yrs 5 mos
Pruco Securities CorporationBroker
April 1991 - January 1994 · 2 yrs 9 mos
The Prudential Insurance Company of AmericaBroker
April 1991 - December 1993 · 2 yrs 8 mos
State Registrations18 states
CACOCTFLGAHIKSLAMDNCNJNYPARISCTNUTVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.