JG
JG

James Gotti

34 Years of Experience
Broker
Compensation
N/A
Firm Size
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

110 N Wacker Dr, Gbam - Global Ficc - Mbam - Public Municipal Mkts, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James serves as a trustee for J C G TTEE U/A DTD 04/26/2004 BY J C G, dedicating minimal time to this role. This activity is not investment-related.

Employment History
Current Registrations
Bofa Securities, INC.Broker
November 2018 - Present · 7 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1996 - Present · 29 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1991 - September 1996 · 5 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.