Diane Rule
Diane Rule is a registered investment advisor at Cetera Investment Advisers LLC, based in Gloucester, MA, with 33 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Gloucester, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane is involved in several business activities, including The Patriot Financial Group LLC (financial planning and asset management), JD Realty Corp (rental property), and Rule Financial Services (advisory business). She also sells health insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
The Patriot Financial Group, LLC
Previous Registrations
Securities America, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
1717 Capital Management CompanyBroker
Nylife Securities INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations11 states
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