Anthony Thomas Pace

CFP

34 Years of Experience

4 DisclosuresBroker

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningFinancial Planning & CoachingInsurance PlanningDivorce Planning

Lri Investments

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

25 advisors

Number of Clients

422 clients

Average Client Portfolio

$3.3M average

Assets Under Management

$1.4B

Fee Structure

Minimum Investment:$250K

Location

3825 Pga Blvd, Suite 303, Palm Beach Gardens, FL, 33410

Get directions

History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2024

Settled

Regulatory

October 2023

Final

Customer Dispute

December 2008

Settled

Customer Dispute

April 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Anthony is involved in several business activities, including being a member of LRI Holdings, LLC, and a Managing Principal at Lindberg & Ripple. He also serves as President of the Palm Beach Estate and Business Council and a Member of Lindberg & Ripple, LRI Investments LLC, dedicating a significant amount of time to these investment-related activities, including co-managing the firm and providing investment advisory services.

Employment History

Current Registrations

Lri Investments

October 2023 - Present · 2 yrs 4 mos

M Holdings Securities, INC.Broker

February 2004 - Present · 22 yrs

Previous Registrations

M Holdings Securities, INC.

February 2004 - April 2024 · 20 yrs 2 mos

Harvest Capital Advisors, LLC

March 2000 - February 2004 · 3 yrs 11 mos

Harvest Capital LLCBroker

January 2000 - February 2004 · 4 yrs 1 mo

Hartford Equity Sales Company INC.Broker

November 1999 - February 2004 · 4 yrs 3 mos

Linsco/private Ledger CORP.Broker

December 1997 - December 1999 · 2 yrs

1717 Capital Management CompanyBroker

May 1995 - December 1997 · 2 yrs 7 mos

Cigna Financial Advisors,inc.Broker

February 1991 - May 1995 · 4 yrs 3 mos

State Registrations20 states

ARCOCTFLGAILLAMAMEMINCNHNMNYPARISCTXVTWA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.