Christopher Moore is a registered investment advisor, based in Halfmoon, NY, with 28 years of industry experience.
Location
Halfmoon, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher works as an investment advisor representative for DST Wealth Management LLC, providing investment advisory services. This takes the majority of Christopher's time.
Employment History
Current Registrations
Ashton Stewart & CO., INC.Broker
February 2025 - Present · 1 yr 2 mos
Ashton Stewart & CO., INC.
February 2025 - Present · 1 yr 2 mos
Dst Wealth Management LLC
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
Patrick Capital Markets, LLCBroker
February 2016 - September 2021 · 5 yrs 7 mos
Patrick Capital Markets, LLCBroker
July 2009 - March 2014 · 4 yrs 8 mos
K-One Investment Company, INC
December 2008 - June 2009 · 6 mos
K-One Investment Company, INC.Broker
December 2008 - June 2009 · 6 mos
Old Mutual Capital
June 2008 - September 2008 · 3 mos
Old Mutual Investment PartnersBroker
June 2006 - September 2008 · 2 yrs 3 mos
Pacific Cornerstone Capital IncorporatedBroker
March 2005 - December 2005 · 9 mos
Capital Brokerage CorporationBroker
January 2002 - January 2005 · 3 yrs
Lincoln Financial Distributors, INC.Broker
December 2000 - January 2002 · 1 yr 1 mo
Delaware Distributors, L.P.Broker
July 2000 - December 2000 · 5 mos
Alliance Fund Distributors, INC.Broker
February 1998 - December 1998 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1997 - January 1998 · 11 mos
Lincoln Financial Advisors CorporationBroker
January 1996 - January 1997 · 1 yr
The Lincoln National Life Insurance CompanyBroker
January 1996 - January 1997 · 1 yr
Equico Securities, INC.Broker
July 1991 - January 1996 · 4 yrs 6 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1991 - January 1996 · 4 yrs 6 mos
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.