George Gopiao
George Gopiao is a registered investment advisor at Miramontes Capital, LLC, based in Newport Beach, CA, with 33 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 744 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Miramontes Capital manages investment portfolios through a wrap fee program. The maximum fee for this service is 2.25% per year, billed monthly based on the value of your account. They also manage 529 college savings accounts, with a maximum fee of 0.65% per year, billed quarterly. Miramontes Capital may use third-party money managers to help manage your investments.
Location
4701 Teller Ave, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (3)
Financial
June 2017Employment Separation After Allegations
October 2016Customer Dispute
October 2002Other Business ActivitiesSells Insurance
George is an independent insurance agent since 2018, but spends no time on this activity. He is also a financial advisor with Miramontes Capital, spending about 10-20% of his time soliciting and servicing client accounts.
Employment History
Current Registrations
Miramontes Capital, LLC
Balanced Security Planning, INC.Broker
Previous Registrations
B.B. Graham & Company, INC.
B.B. Graham & Company, INC.Broker
Quest Capital Strategies, INC.Broker
Quest Capital Strategies, INC.
LPL Financial LLC
LPL Financial LLCBroker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Griffin Financial ServicesBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Griffin Financial ServicesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.