Charles Ray Murphy

Moors & Cabot, INC

35 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Moors & Cabot, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

69 advisors

Number of Clients

4,509 clients

Average Client Portfolio

$686K average

Assets Under Management

$3.1B

Fee Structure

Minimum Investment:$50K

Location

645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012

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History

Regulatory History (1)

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Employment Separation After Allegations

September 2016

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Other Business Activities

Charles operates a sole proprietorship, Hobby-Cars, buying, restoring, repairing, selling, and trading cars, dedicating a few hours per week. He also owns a commercial building in Hobbs, NM, dedicating minimal time to it.

Employment History

Current Registrations

Moors & Cabot, INC

September 2016 - Present · 9 yrs 5 mos

Moors & Cabot, INC.Broker

September 2016 - Present · 9 yrs 5 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

February 1991 - September 2016 · 25 yrs 7 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

December 1990 - September 2016 · 25 yrs 9 mos

State Registrations29 states

ARAZCACOCTFLIDKSKYLAMIMNMOMTNCNJNMNVOHOKORPASCTXUTVAWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.