Charles Murphy is a registered investment advisor at Moors & Cabot, INC, based in Phoenix, AZ, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
645 East Missouri Avenue, Suite 170, Phoenix, AZ, 85012
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Regulatory History (1)
Employment Separation After Allegations
September 2016Other Business Activities
Charles operates a sole proprietorship, Hobby-Cars, buying, restoring, repairing, selling, and trading cars, dedicating a few hours per week. He also owns a commercial building in Hobbs, NM, dedicating minimal time to it.
Employment History
Current Registrations
Moors & Cabot, INC.Broker
Moors & Cabot, INC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.