Arthur Stein is a CFP-designated registered investment advisor at Arthur Stein Financial, LLC, based in Bethesda, MD, with 25 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 72 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.60% |
| $3.0M - $4.0M | 0.50% |
| $4M+ | 0.40% |
Fees may be negotiable. For Clients with less than $750,000 in assets under management, ASF offers portfolio management as a separate service. The investment management fee is at an annual rate of up to 1.50%.
Fee Estimator
Location
6701 Democracy Blvd., Suite 300, Bethesda, MD, 20817
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Arthur is an independent contractor selling stock photography and occasionally taking photographs, dedicating minimal time to this. He also works as a self-employed speaker for adult education classes on topics including retirement planning, income, and long-term care insurance, and sells insurance as a broker, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Arthur Stein Financial, LLC
Previous Registrations
Spc Financial INC
MML Investors Services, INC.
Park Avenue Securities LLC
Cassaday & CO INC
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.