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Derek Rudolf D'alonzo

Alden Investment Group
33 Years of Experience
3 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningBusiness Owners
Alden Investment Group
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
41 advisors
Number of Clients
978 clients
Average Client Portfolio
$326K average
Assets Under Management
$319.2M

Fee Structure

Minimum Investment:$25K

Location

Hockton, GA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2021
Final
Employment Separation After Allegations
September 2020
Employment Separation After Allegations
June 2017
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Alden Investment Group
June 2022 - Present · 3 yrs 8 mos
Previous Registrations
Alden Capital
December 2020 - November 2022 · 1 yr 11 mos
J. Alden Associates, INC.Broker
November 2020 - May 2022 · 1 yr 6 mos
Ameriprise Financial Services, LLC.
August 2017 - October 2020 · 3 yrs 2 mos
Ameriprise Financial Services, LLCBroker
August 2017 - October 2020 · 3 yrs 2 mos
Suntrust Advisory Services, INC.
September 2016 - June 2017 · 9 mos
Suntrust Investment Services, INC.
September 2014 - December 2016 · 2 yrs 3 mos
Suntrust Investment Services, INC.Broker
January 2013 - June 2017 · 4 yrs 5 mos
Wells Fargo Advisors, LLCBroker
December 2001 - January 2013 · 11 yrs 1 mo
Bb&t Investment Services, INC.Broker
April 2001 - December 2001 · 8 mos
Sterne, Agee & Leach, INC.Broker
March 1999 - March 2001 · 2 yrs
Josephthal & CO., INC.Broker
December 1996 - March 1999 · 2 yrs 3 mos
Bear, Stearns & CO. INC.Broker
December 1993 - December 1996 · 3 yrs
Lehman Brothers INC.Broker
November 1991 - December 1993 · 2 yrs 1 mo
J. W. Gant & Associates, INC.Broker
October 1991 - October 1991 · 0 mos
State Registrations1 state
GA
Advisor
Exams
No exam information available for this advisor.
Derek Rudolf D'alonzo - Financial Advisor | TrueAdvisor