AM
AM

Ann Arscott Moore

34 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
4,342 clients
Average Client Portfolio
$912K average
Assets Under Management
$4.0B

Fee Structure

Minimum Investment:$25K
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Location

1323 N University Dr, [Satellite], Nacogdoches, TX, 75961

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ann owns 100% of AAM Financial Management LLC, operating as Ann A. Moore Financial Management. This is an investment-related activity and takes nearly full-time hours.

Employment History
Current Registrations
Thurston Springer FinancialBroker
October 2025 - Present · 4 mos
Thurston Springer Advisors
October 2025 - Present · 4 mos
Previous Registrations
Wells Fargo Advisors
June 2021 - October 2025 · 4 yrs 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2021 - October 2025 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - June 2021 · 13 yrs 5 mos
Wells Fargo Clearing Services, LLC
January 2008 - June 2021 · 13 yrs 5 mos
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
July 1991 - January 2008 · 16 yrs 6 mos
State Registrations22 states
ARAZCACODCGALAMAMDMEMONCNMNYOKORSCTNTXVAWAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.