Christos John Thomas

Simon Quick Advisors, LLC

13 Years of Experience

5 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Simon Quick Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

33 advisors

Number of Clients

803 clients

Average Client Portfolio

$8.4M average

Assets Under Management

$6.7B

Fee Structure

Financial Planning:Included in AUM fee

Minimum Annual Fee:$20,000

Location

360 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

June 2014

Judgment / Lien

September 2013

Judgment / Lien

July 2013

Judgment / Lien

August 2012

Judgment / Lien

October 2010

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Other Business Activities

Christos teaches classes in hedge funds, portfolio management, and alternative investments at the New York Institute of Finance. He spends minimal time on this activity, teaching about 2 days per quarter depending on the class schedule.

Employment History

Current Registrations

Simon Quick Advisors, LLC

March 2015 - Present · 10 yrs 11 mos

Previous Registrations

Lehman Brothers INC.

October 2005 - February 2008 · 2 yrs 4 mos

Banc of America Capital Management, LLC

May 2005 - October 2005 · 5 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.