Lee Duckworth
Lee Duckworth is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in West Warwick, RI, with 35 years of industry experience. Lee operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1300 Division Road, Suite 203, West Warwick, RI, 02893
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Regulatory History (1)
Customer Dispute
July 2006Other Business ActivitiesSells Insurance
Lee is involved with several organizations, including the Boy Scouts of America, South County Wrestling, and West Kingstown Baptist Church, dedicating minimal time to each. Lee also works as a consultant/commissionable agent for Brokers'Service Marketing Group, Inc., selling life insurance and annuities, which takes about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Capital Wealth Management, LLC
Previous Registrations
Triad Advisors LLCBroker
Steele Capital Management, INC.
NFP Securities, INC.
NFP Securities, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.