AC
CFP
AC
CFP

Aura Carmi

26 Years of Experience

Aura Carmi is a CFP-designated registered investment advisor at Stratos Wealth Advisors LLC, based in Westlake Village, CA, with 26 years of industry experience. Aura operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 4,979 clients with $4.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
Number of Clients
4,979 clients
Average Client Portfolio
$985K average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$10K

Stratos Wealth Advisors (SWA) offers investment management through advisor-managed accounts. You'll pay a management fee, plus transaction charges for each trade. There may be some investments, like certain mutual funds, where you won't pay transaction fees. The maximum annual advisory fee is 2.0% of your portfolio. In some cases, SWA may apply a flat fee to provide asset management services, but the maximum flat fee will be no more than 2.0% of the assets under management. A minimum account value of $10,000 is required for advisor-managed, non-wrap accounts; however, in certain instances, the minimum account size may be lower.

Loading...

Location

2829 Townsgate Rd., Suite 100, Westlake Village, CA, 91361

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Stratos Wealth Advisors LLC
September 2024 - Present · 1 yr 7 mos
Previous Registrations
Edelman Financial Engines
November 2018 - October 2024 · 5 yrs 11 mos
Ef Legacy Securities, LLCBroker
April 2016 - October 2018 · 2 yrs 6 mos
Edelman Financial Services, LLC
January 2012 - November 2018 · 6 yrs 10 mos
Sanders Morris Harris LLCBroker
January 2012 - April 2016 · 4 yrs 3 mos
Securities America Advisors, INC.
April 2008 - January 2012 · 3 yrs 9 mos
Securities America, INC.Broker
April 2008 - January 2012 · 3 yrs 9 mos
Raymond James Financial Services
March 2008 - April 2008 · 1 mo
Raymond James Financial Services, INC.Broker
November 2007 - April 2008 · 5 mos
Painewebber IncorporatedBroker
June 1994 - October 1998 · 4 yrs 4 mos
Smith Barney INC.Broker
October 1990 - July 1994 · 3 yrs 9 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.