Carole-Lynn Saros
Carole-Lynn Saros is a CFP-designated registered investment advisor at Nwf Advisory Services INC, based in Willington, CT, with 30 years of industry experience. Carole-Lynn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,671 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWF Advisory Services offers several investment management programs. Fees are negotiable and vary depending on the program and the amount you invest. Here's a summary of the maximum fees for each program:
- Advisor Managed Portfolios (Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Advisor Managed Portfolios (Non-Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Model Portfolios Program: 1.00% to 1.50% depending on the amount invested.
- SMA and UMA Program: 1.00% to 1.50% depending on the amount invested.
These fees cover advisory services and transactions. Additional fees may apply. Each financial advisor negotiates their own fee schedule.
Location
Willington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carole-Lynn owns CS Financial Services LLC, where she offers securities and investment advisory services, accounting and tax preparation, and insurance products. She also works as an investment advisor for The Ameriflex Group, dedicating nearly full-time hours to comprehensive wealth management, financial planning, and investment advisory services.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
The Ameriflex Group
The Personal Wealth Coach
Next Financial Group, INC.
Next Financial Group, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
MML Investors Services, INC.Broker
MML Distributors, LLCBroker
G. R. Phelps & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.