David Decker
David Decker is a registered investment advisor at Quadrant Private Wealth Management, LLC, based in Sarasota, FL, with 35 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 834 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $6.0M | 0.80% |
| $6M+ | 0.60% |
Fees may be negotiable. Assets allocated to 3rd Party Managers or Quadrant Enhanced Equity Strategy may be charged up to 2.00%.
Fee Estimator
Location
Sarasota, FL
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2005Customer Dispute
March 2003Customer Dispute
December 2002Customer Dispute
September 2001Customer Dispute
March 2001Other Business ActivitiesSells Insurance
David is a financial advisor at Quadrant Private Wealth Management, LLC, dedicating full-time hours to providing financial advice. He also engages in fixed insurance planning, spending a few hours per week on this activity.
Employment History
Current Registrations
Quadrant Private Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.