James Cantrell is a CFP-designated registered investment advisor at Financial Strategies, INC., based in Brookfield, WI, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Corporate Executives, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 204 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.80% |
| $4.0M - $7.0M | 0.60% |
| $7M+ | 0.40% |
Legacy clients may be subject to a different fee schedule.
Fee Estimator
Contact
James Cantrell
Location
13555 Bishops Court Suite 340, Brookfield, WI, 53005
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Financial Strategies, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Jim Cantrell, CFP is the Founder and President of Financial Strategies, Inc. Jim has earned the designation of NAPFA REGISTERED FINANCIAL ADVISOR, and has served as the president and chair of the NAPFA Midwest Region Board. Jim recently completed a 3 year term on NAPFA's National Board. He also serves on the NAPFA Consumer Education Foundation (NCEF) Board of Directors. When Jim joined NAPFA in 1996, he was one of only three NAPFA members statewide. He has also attained the designation of Certified Financial Planner (CFP®), is a Registered Investment Advisor Representative, and has over 30 years of experience in financial planning and investment advising.