William Thomas Krempa

CFP

Cambridge Investment Research Advisors, INC.

35 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningDivorce PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment Management

Cambridge Investment Research Advisors, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

3842 advisors

Number of Clients

323,031 clients

Average Client Portfolio

$317K average

Assets Under Management

$102.4B

Fee Structure

Location

5039 Swamp Road Suite 403, P O Box 418, Fountainville, PA, 18923

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

April 2008

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

William is a W2 employee at Krempa Associates, Inc. focusing on insurance, benefits, and human resources, taking about half of his time. He also owns Krempa Family Properties, LLC (real estate) and Krempa Family Racing, LLC (sport/fitness/gaming), dedicating minimal time and about 10-20% of his time respectively, and is an advisory rep of a RIA, spending nearly full-time on this.