SC
SC

Stephen Frederick Cordasco

35 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
605 advisors
Number of Clients
31,333 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$60.3B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$800
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Location

1200 17th Street, Suite 500, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen works full-time as an investment advisor at Mercer Advisors since 2022. He is also a registered representative of Andrew Garrett Inc., spending minimal time on this role. Stephen's wife owns Seven Seas Realty, and he acts as a sounding board, spending no time during the business day.

Employment History
Current Registrations
Mercer Global Advisors INC.
March 2022 - Present · 3 yrs 11 mos
Andrew Garrett INC.Broker
February 2012 - Present · 14 yrs
Previous Registrations
Wisdom Planning, LLC
March 2014 - January 2021 · 6 yrs 10 mos
West Shore Group, LLC
June 2013 - July 2016 · 3 yrs 1 mo
Andrew Garrett, INC.
March 2012 - February 2013 · 11 mos
Cordasco Financial Network, INC.
December 2011 - July 2022 · 10 yrs 7 mos
RBC Capital Markets, LLC
January 2003 - January 2012 · 9 yrs
RBC Capital Markets, LLCBroker
January 2003 - January 2012 · 9 yrs
Wachovia Securities, INC.Broker
October 1999 - January 2003 · 3 yrs 3 mos
Wachovia Securities, INC.
January 1998 - January 2003 · 5 yrs
First Union Capital Markets CORP.Broker
January 1991 - October 1999 · 8 yrs 9 mos
Butcher & Singer INC.Broker
October 1990 - January 1991 · 3 mos
State Registrations17 states
CACOCTDEFLILMAMDNCNJNYORPASCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.