TrueAdvisor
TrueAdvisor
NY
NY

Nicholas N/a Yrizarry

Align Wealth Advisors
35 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Insurance Planning
Align Wealth Advisors
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
203 clients
Average Client Portfolio
$442K average
Assets Under Management
$89.7M

Location

24031 El Toro Road, Suite 210, Laguna Hills, CA, 92653

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas is a guitar player, dedicating minimal time to performing arts. He is also the owner of NY&A LLC DBA Align Wealth Advisors, an RIA affiliation, spending about a quarter of his time on this investment-related activity.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
December 2023 - Present · 2 yrs 2 mos
Align Wealth Advisors
August 2011 - Present · 14 yrs 6 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
December 2023 - May 2025 · 1 yr 5 mos
Securities America, INC.Broker
September 2020 - December 2023 · 3 yrs 3 mos
Securities Service Network, LLCBroker
August 2011 - September 2020 · 9 yrs 1 mo
UBS Financial Services INC.Broker
April 2010 - August 2011 · 1 yr 4 mos
UBS Financial Services INC.
April 2010 - August 2011 · 1 yr 4 mos
Nicholas Yrizarry & Associates, LLC
March 2000 - June 2010 · 10 yrs 3 mos
Securities Service Network, INC.Broker
July 1999 - April 2010 · 10 yrs 9 mos
Ifg Network Securities, INC.Broker
May 1998 - July 1999 · 1 yr 2 mos
Royal Alliance Associates, INC.Broker
April 1994 - April 1998 · 4 yrs
Prudential Securities IncorporatedBroker
October 1991 - April 1994 · 2 yrs 6 mos
Investors Security Company, INC.Broker
June 1991 - October 1991 · 4 mos
American Express Financial Advisors INC.Broker
August 1990 - May 1991 · 9 mos
Ids Life Insurance CompanyBroker
August 1990 - May 1991 · 9 mos
State Registrations24 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.