John Weber is a registered investment advisor at Roth Capital Partners, LLC, based in Newport Beach, CA, with 33 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 70 clients.
Compensation
Fixed/Hourly
Firm Size
8 advisors
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
888 SAN CLEMENTE DRIVE, Suite 400, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Regulatory
November 1996Final
Employment History
Current Registrations
Roth Capital Partners, LLC
August 2001 - Present · 24 yrs 8 mos
Roth Capital Partners, LLCBroker
April 1995 - Present · 31 yrs
Previous Registrations
Thomas James Associates, INC.Broker
June 1992 - March 1995 · 2 yrs 9 mos
Vestcorp Securities, INC.Broker
July 1990 - September 1990 · 2 mos
State Registrations44 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.