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David James Martin
American Independent Securities Group, LLC
34 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & Coaching
American Independent Securities Group, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
45 advisors
Number of Clients
2,987 clients
Average Client Portfolio
$203K average
Assets Under Management
$604.9M
Fee Structure
Minimum Investment:
$2.5K
Investment Management
Planning
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Location
Solana Beach, CA
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Customer Dispute
January 2002
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
American Independent Securities Group, LLC
Broker
May 2010 - Present · 15 yrs 9 mos
American Independent Securities Group, LLC
May 2010 - Present · 15 yrs 9 mos
Previous Registrations
Afa Advisor Services LLC
February 2008 - April 2010 · 2 yrs 2 mos
Afa Financial Group, LLC
Broker
February 2005 - April 2010 · 5 yrs 2 mos
Linsco/private Ledger CORP.
December 1997 - February 2005 · 7 yrs 2 mos
Linsco/private Ledger CORP.
Broker
April 1995 - February 2005 · 9 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker
December 1991 - April 1995 · 3 yrs 4 mos
Chatfield Dean & CO., INC.
Broker
July 1991 - July 1991 · 0 mos
Walnut Street Securities, INC.
Broker
March 1991 - July 1991 · 4 mos
The Lincoln National Life Insurance Company
Broker
July 1990 - March 1991 · 8 mos
Lincoln Financial Advisors Corporation
Broker
July 1990 - March 1991 · 8 mos
State Registrations
7 states
AZ
CA
ID
IL
NV
SC
UT
Advisor
Broker
Both
Exams
No exam information available for this advisor.