Christopher Fay
Christopher Fay is a registered investment advisor at Integrity Alliance, LLC, based in Ridgeland, MS, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
219 Draperton Drive, Suite A, Ridgeland, MS, 39157
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2005Customer Dispute
August 2005Customer Dispute
August 2004Other Business ActivitiesSells Insurance
Christopher refers prospects/customers through CIC Services, LLC, dedicating minimal time. He also owns Fay Family LP (pass-through for renewal income) and Fay Family Wealth Counseling Concepts, Inc (pass-through for insurance and fee commissions, about 10-20% of his time), and is an owner of Lion Street and AEG, both life insurance-related BGAs.
Employment History
Current Registrations
Integrity Alliance, LLC.
Integrity Alliance, LLC.Broker
Balefire, LLC
Previous Registrations
Csenge Advisory Group, LLC
Lion Street Financial, LLCBroker
Fsc Securities CorporationBroker
NFP Securities, INC.
NFP Securities, INC.Broker
Hfg Advisors, L.L.C.
MML Investors Services, INC.
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.