BT
BT

Brandon Rockwell Thomas

31 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
2 advisors
Number of Clients
16,768 clients
Average Client Portfolio
$677K average
Assets Under Management
$11.4B

Fee Structure

Financial Planning:Investment management only
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Location

Lake Forest, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon serves as the treasurer for Prepare the Way, a nonprofit organization, overseeing their books. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Qrg Capital Management, INC.
May 2020 - Present · 5 yrs 9 mos
Envestnet Pmc
October 2004 - Present · 21 yrs 4 mos
Previous Registrations
Portfolio Brokerage Services, INC.Broker
September 2001 - February 2020 · 18 yrs 5 mos
John Nuveen & CO., IncorporatedBroker
March 1995 - January 2000 · 4 yrs 10 mos
Lasalle St Securities, L.L.C.Broker
February 1992 - June 1994 · 2 yrs 4 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.