Thomas Owens is a registered investment advisor at Garde Capital, INC., based in Seattle, WA, with 26 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 490 clients with $2.3B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
490 clients
Average Client Portfolio
$4.6M average
Assets Under Management
$2.3B
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$15,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.95% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $25.0M | 0.60% |
| $25.0M - $50.0M | 0.50% |
| $50M+ | 0.40% |
Fees are negotiable. Minimum annual advisory fee of $15,000 for households being charged an asset-based fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1301 Fifth Avenue, Suite 3030, Seattle, WA, 98101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Denied
Employment History
Current Registrations
Garde Capital, INC.
August 2009 - Present · 16 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
February 2003 - September 2009 · 6 yrs 7 mos
Prudential Securities Incorporated
May 1999 - February 2003 · 3 yrs 9 mos
State Registrations1 state
WA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.