DH
DH

Daniel Joseph Horan

28 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.45%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10.0M - $15.0M0.50%
$15M+0.45%

Fees may be negotiable based on the client’s total relationship with UMB.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4200 W 115th Street, Leawood, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel owns residential rental real estate and spends minimal time as a landlord and property manager. He also works nearly full-time as a financial services professional for UMB Bank, providing investment management services.

Employment History
Current Registrations
Umb Financial Services, INC.
March 2019 - Present · 6 yrs 11 mos
Umb Financial Services, INC.Broker
July 2018 - Present · 7 yrs 7 mos
Previous Registrations
Cetera Advisors LLCBroker
June 2016 - August 2016 · 2 mos
LPL Financial LLCBroker
May 2013 - September 2013 · 4 mos
Metlife Securities INC.Broker
August 2011 - September 2012 · 1 yr 1 mo
Ameriprise Financial Services, INC.
April 2001 - May 2010 · 9 yrs 1 mo
Ameriprise Financial Services, INC.Broker
June 1990 - May 2010 · 19 yrs 11 mos
Ids Life Insurance CompanyBroker
June 1990 - July 2006 · 16 yrs 1 mo
State Registrations10 states
AZCOFLILKSMAMDNJTXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.