Asher Dov Wolmark

Kingsbury Capital Investment Advisors LLC

34 Years of Experience

8 DisclosuresMay Earn Commission

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net Worth

Kingsbury Capital Investment Advisors LLC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

209 clients

Average Client Portfolio

$739K average

Assets Under Management

$154.5M

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $1.0M	2.00%
$1.0M - $5.0M	1.50%
$5M+	1.25%

Fees are negotiable.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

Wilmette, IL

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History

Regulatory History (8)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

October 2018

Financial

July 2017

Final

Judgment / Lien

July 2017

Judgment / Lien

May 2017

Financial

March 2016

Final

Regulatory

February 2013

Final

Judgment / Lien

February 2013

Customer Dispute

November 2002

Denied

View Full SEC Report How to Read Disclosures

Other Business Activities

Asher is a managing member of DHC 2016 Management LLC since 2016. DHC 2016 LLC will make a private investment in DOSH, LLC.

Employment History

Current Registrations

Kingsbury Capital Investment Advisors LLC

June 2013 - Present · 12 yrs 8 mos

Previous Registrations

Kingsbury Capital, INC.Broker

March 2015 - December 2019 · 4 yrs 9 mos

Freedom Investors CORP.Broker

October 2013 - March 2015 · 1 yr 5 mos

Spencer Trask Ventures, INC.Broker

November 2010 - February 2013 · 2 yrs 3 mos

Kingsbury, LLCBroker

October 2008 - April 2015 · 6 yrs 6 mos

Kingsbury Capital Investment Advisors LLC

April 2008 - April 2013 · 5 yrs

Brewer Financial Services, LLCBroker

June 2007 - November 2010 · 3 yrs 5 mos

Chicago Investment Group, LLCBroker

December 2005 - July 2007 · 1 yr 7 mos

Advanced Equities, INC.Broker

March 2005 - November 2005 · 8 mos

Advanced Equities, INC.

March 2005 - November 2005 · 8 mos

Fahnestock Asset Management

December 2003 - March 2005 · 1 yr 3 mos

Oppenheimer & CO. INC.Broker

December 2003 - March 2005 · 1 yr 3 mos

Mcdonald Investments INC.

June 2002 - January 2004 · 1 yr 7 mos

Mcdonald Investments INC.Broker

May 2000 - January 2004 · 3 yrs 8 mos

First Union Securities, INC.Broker

August 1992 - June 2000 · 7 yrs 10 mos

Painewebber IncorporatedBroker

November 1991 - August 1992 · 9 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.