BM
CIC
BM
CIC

Brian Matthews

33 Years of Experience
Broker

Brian Matthews is a CIC-designated registered investment advisor, based in Los Angeles, CA, with 33 years of industry experience.

Location

333 S. Grand Avenue, 32nd Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Payden & Rygel DistributorsBroker
September 1992 - Present · 33 yrs 7 mos
Payden & Rygel
June 1992 - Present · 33 yrs 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Matthews - Financial Advisor | TrueAdvisor