John Pfaffmann is a CFP-designated registered investment advisor at Petra Financial Advisors INC, based in Tempe, AZ, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, High Net Worth, and 4 more. Their firm serves 378 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Petra Financial Advisors manages investments as part of their Lifetime Financial Planning service or as a standalone Investment Management Service. Fees range from 0.40% to 2.00% of the value of your investments, and the percentage decreases as the account size increases. Fees are paid quarterly in advance, or monthly in arrears for clients using the SEI Platform. Petra may reduce its investment management fee at its discretion.
Location
2181 E. Warner Rd, Suite 101, Tempe, AZ, 85284
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John is an Investment Advisor Representative with Pfaffmann Financial Inc dba Rubicon Financial Network (since 1996) and Petra Financial Advisors Inc (since 2023). He spends nearly all of his time with Petra Financial Advisors Inc and the remainder with Pfaffmann Financial Inc dba Rubicon Financial Network.
Employment History
Current Registrations
Petra Financial Advisors INC
Rubicon Financial Network
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Commonwealth Financial NetworkBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
Home Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.