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RD
CFP
RD
CFP
Ronie (none) Drori
Modern Capital Advisors, LLC
35 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
High Net Worth
Modern Capital Advisors, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$183K average
Assets Under Management
$285.4M
Fee Structure
Minimum Investment:
$5K
Investment Management
Planning
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Location
Rocklin, CA
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
June 1992
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 1 mo
Modern Capital Securities INC.
September 2004 - Present · 21 yrs 5 mos
Modern Capital Securities INC.
Broker
September 2004 - Present · 21 yrs 5 mos
Previous Registrations
Modern Capital Advisors, LLC
September 2020 - December 2021 · 1 yr 3 mos
Western Equity Group, INC.
September 2015 - May 2019 · 3 yrs 8 mos
Sentra Securities Corporation
Broker
November 1998 - September 2004 · 5 yrs 10 mos
United Pacific Securities, INC.
Broker
May 1997 - November 1998 · 1 yr 6 mos
Laguna Securities, INC.
Broker
April 1996 - April 1997 · 1 yr
Sunamerica Securities, INC.
Broker
March 1996 - April 1996 · 1 mo
Laguna Securities, INC.
Broker
August 1995 - February 1996 · 6 mos
Wealth Resource Capital Corporation
Broker
March 1991 - August 1995 · 4 yrs 5 mos
United Pacific Securities, INC.
Broker
May 1990 - March 1991 · 10 mos
State Registrations
13 states
CA
CO
FL
IN
MS
NC
NV
NY
OR
PA
TN
TX
WA
Advisor
Broker
Both
Exams
No exam information available for this advisor.