RD
CFP
RD
CFP
Ronie Drori is a CFP-designated registered investment advisor at Modern Capital Advisors, LLC, based in Rocklin, CA, with 35 years of industry experience. Ronie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,561 clients with $290M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
1,561 clients
Average Client Portfolio
$183K average
Assets Under Management
$285.4M
Fee Structure
Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Rocklin, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 1992Settled
Employment History
Current Registrations
Modern Capital Advisors, LLC
January 2022 - Present · 4 yrs 3 mos
Modern Capital Securities INC.
September 2004 - Present · 21 yrs 7 mos
Modern Capital Securities INC.Broker
September 2004 - Present · 21 yrs 7 mos
Previous Registrations
Modern Capital Advisors, LLC
September 2020 - December 2021 · 1 yr 3 mos
Western Equity Group, INC.
September 2015 - May 2019 · 3 yrs 8 mos
Sentra Securities CorporationBroker
November 1998 - September 2004 · 5 yrs 10 mos
United Pacific Securities, INC.Broker
May 1997 - November 1998 · 1 yr 6 mos
Laguna Securities, INC.Broker
April 1996 - April 1997 · 1 yr
Sunamerica Securities, INC.Broker
March 1996 - April 1996 · 1 mo
Laguna Securities, INC.Broker
August 1995 - February 1996 · 6 mos
Wealth Resource Capital CorporationBroker
March 1991 - August 1995 · 4 yrs 5 mos
United Pacific Securities, INC.Broker
May 1990 - March 1991 · 10 mos
State Registrations13 states
CACOFLINMSNCNVNYORPATNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.