BC
CFP · ChFC
BC
CFP · ChFC

Brett Stephen Carleton

35 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
215 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$313.1M

Fee Structure

Minimum Investment:$1M
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.90%
$5M+0.75%

Fees are negotiable and can be adjusted based on the complexity of each client’s individual situation. Assets are aggregated by family.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4400 Post Oak Parkway, Suite 2510, Houston, TX, 77027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Heritage Wealth Management
October 2002 - Present · 23 yrs 4 mos
Previous Registrations
Aig Financial Advisors, INC.
December 2005 - April 2006 · 4 mos
Sunamerica Securities, INC.
July 2002 - October 2002 · 3 mos
Lutheran Brotherhood Securities CORP
June 1990 - July 2002 · 12 yrs 1 mo
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.