Mark Alan Kemp

Mcnally Financial Services Corporation

34 Years of Experience

18 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment Management

Mcnally Financial Services Corporation

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

8 advisors

Number of Clients

142 clients

Average Client Portfolio

$177K average

Assets Under Management

$25.1M

Location

16414 San Pedro, Suite 930, San Antonio, TX, 78232

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History

Regulatory History (18)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2025

Pending

Customer Dispute

September 2025

Pending

Customer Dispute

July 2025

Pending

Regulatory

October 2024

Final

Customer Dispute

July 2024

Pending

Customer Dispute

March 2023

Settled

Customer Dispute

April 2022

Settled

Customer Dispute

July 2021

Settled

Customer Dispute

November 2017

Settled

Regulatory

April 2012

Final

Employment Separation After Allegations

November 2009

Customer Dispute

September 2009

Settled

Customer Dispute

June 2009

Settled

Customer Dispute

March 2009

Settled

Customer Dispute

September 2000

Settled

Customer Dispute

December 1999

Settled

Customer Dispute

July 1999

Settled

Employment Separation After Allegations

November 1998

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Mark owns Kemp Financial Services and spends the majority of his time there. He also dedicates about 10-20% of his time to insurance sales and annuity marketing through Kemp Financial Services, and minimal time to preparing financial statements for a non-profit. Mark is also a member of two LLCs, one being dissolved and the other managed by his wife.