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Ralph Scott

27 Years of Experience
Los Angeles, CA

Ralph Scott is a registered investment advisor at L & S Advisors, INC, based in Los Angeles, CA, with 27 years of industry experience. Ralph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,003 clients with $1.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,003 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.1B

Fee Structure

Planning is included in investment management (also available separately)

L&S Advisors charges a percentage of your portfolio each year for investment management. The rate ranges from 0.25% to 1.50% annually, depending on the size of your portfolio and the complexity of services. Some accounts, including employee accounts, may have different fee schedules based on prior agreements. Fees are negotiable based on factors like account size and related accounts. For Tactical Equity ETF accounts under $25,000, L&S waives its management fee and allocates all funds to SPY, the SPDR S&P 500 ETF Trust.

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Location

11766 Wilshire Blvd, Suite 845, Los Angeles, CA, 90025

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ralph is a general partner/passive investor of Anthem Leasing Associates since 1982, spending minimal time filing tax returns. He is also a board member of Cedar Sinai Hospital since 2009, attending quarterly board meetings.

Employment History
Current Registrations
L & S Advisors, INC
January 2008 - Present · 18 yrs 3 mos
Previous Registrations
Fca CORP
November 2005 - July 2006 · 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 1997 - November 2005 · 8 yrs 4 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.