Justin Whelan is a CFP, ChFC-designated registered investment advisor at Vivaldi Capital Management LP, based in Fishers, IN, with 35 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,270 clients with $4.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $10.0M | 0.95% |
| $10.0M - $25.0M | 0.85% |
| $25M+ | 0.75% |
The Management Fee may vary based on certain client-specific factors such as timing of the relationship, account size, number of accounts held together under a household, as well as the asset classes in which the client invests and the complexity of the relationship. In many circumstances, related family assets are aggregated for calculating fee breakpoints. Certain clients may receive a discount based on the limited scope of services being provided or during the initial period of investment. When engagements involve multiple households, the fee schedule is applied at the family level and a discount is applied for each household depending on the size and complexity of the relationship.
Fee Estimator
Location
11634 Maple Street, Suite 300, Fishers, IN, 46038
Get directionsHistory
Regulatory History (1)
Criminal
April 1982Other Business Activities
Justin is the managing member of Sunrise Capital Management LLC, an investment-related business that manages private funds, since 2015. He dedicates minimal time to this business, focusing on due diligence, distributions, member valuations, audits, and tax filings.
Employment History
Current Registrations
Vivaldi Capital Management LP
Previous Registrations
Alliance Affiliated Equities CorporationBroker
Biechele Royce Advisors, INC.
B&r Investment Services, INC.Broker
Hasten Financial Services, INC.Broker
Capital Select Investments CORP.Broker
W. S. Griffith & CO., INC.Broker
Home Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.