JW
CFP · ChFC
JW
CFP · ChFC

Justin B Whelan

35 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
31 advisors
Number of Clients
2,270 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.25%
$2.0M - $10.0M0.95%
$10.0M - $25.0M0.85%
$25M+0.75%

Management Fee may vary based on client-specific factors. Related family assets are aggregated for calculating fee breakpoints. Certain clients may receive a discount based on the limited scope of services being provided or during the initial period of investment.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Loading...

Location

11634 Maple Street, Suite 300, Fishers, IN, 46038

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1982
Final Disposition
Other Business Activities

Justin is the managing member of Sunrise Capital Management LLC, an investment-related business that manages private funds, since 2015. He dedicates minimal time to this business, focusing on due diligence, distributions, member valuations, audits, and tax filings.

Employment History
Current Registrations
Vivaldi Capital Management LP
November 2024 - Present · 1 yr 3 mos
Previous Registrations
Alliance Affiliated Equities CorporationBroker
May 2001 - March 2014 · 12 yrs 10 mos
Biechele Royce Advisors, INC.
October 1998 - February 2025 · 26 yrs 4 mos
B&r Investment Services, INC.Broker
April 1997 - July 2000 · 3 yrs 3 mos
Hasten Financial Services, INC.Broker
May 1993 - April 1995 · 1 yr 11 mos
Capital Select Investments CORP.Broker
November 1992 - May 1997 · 4 yrs 6 mos
W. S. Griffith & CO., INC.Broker
April 1990 - February 1993 · 2 yrs 10 mos
Home Life Insurance CompanyBroker
April 1990 - October 1992 · 2 yrs 6 mos
State Registrations1 state
IN
Advisor
Exams
No exam information available for this advisor.