Alfonso Tadeo
Alfonso Tadeo is a registered investment advisor at Texas Capital Bank Private Wealth Advisors, based in Dallas, TX, with 24 years of industry experience. Alfonso operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 731 clients with $3.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.80% |
| $10.0M - $20.0M | 0.60% |
| $20M+ | 0.50% |
Fee schedule excludes portfolios managed consisting solely of various fixed income strategies. Fees are negotiable for portfolios greater than $20,000,000. The annual fee schedule for portfolio management for portfolios managed consisting solely of various fixed income strategies, based on a percentage of assets under management, is as follows: - 0.60% on $0-$2,500,000 - 0.55% on $2,500,001-$5,000,000 - 0.50% on $5,000,001-$10,000,000 - 0.45% on amounts more than $10,000,000
Fee Estimator
Location
2000 Mckinney Avenue, Suite 1800, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Alfonso works as an Investment Advisor Representative (IAR) for Texas Capital Bank Wealth Advisor, dedicating minimal time. He also works as an Assistant Vice-President and Risk and Compliance Officer for Texas Capital Bank, spending a few hours per week. Additionally, Alfonso owns Three Heavens Fist LLC, providing DJ services for bars and clubs during nights and weekends.
Employment History
Current Registrations
Texas Capital Bank Private Wealth Advisors
Tcbi Securities, INC.Broker
Previous Registrations
Level Four Advisory Services
Level Four Financial, LLCBroker
Purshe Kaplan Sterling InvestmentsBroker
Cobra Trading, INC.Broker
Hd Vest Investment ServicesBroker
Capital Institutional Services, INC.Broker
Penson Financial Services, INC.Broker
Banc One Securities CorporationBroker
Brundyn Securities INC.Broker
1st Global Capital CORP.Broker
Uboc Investment Services, INC.Broker
Uboc Investment Services, INC.Broker
Equitable Distributors, INC.Broker
Wm Financial Services, INC.Broker
Griffin Financial ServicesBroker
San Clemente Securities, INC.Broker
Coastline Financial, INC.Broker
State Registrations1 state
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