JF
JF

James Winston Faulkner

51 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
32 advisors
Number of Clients
336 clients
Average Client Portfolio
$445K average
Assets Under Management
$149.4M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.00%
$100K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.25%

Fees over $2,000,001 are negotiated. The Model Portfolio program has slightly different tiers, but the highest rate is used for the last tier.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

521 President Clinton Ave., Suite 800, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James serves on the board of directors for Merchants & Planters Bank since 2009, providing advice on asset liability management. This requires minimal time commitment.

Employment History
Current Registrations
Crews & Associates, INC.
August 2006 - Present · 19 yrs 6 mos
Crews & Associates, INC.Broker
September 2003 - Present · 22 yrs 5 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 1994 - September 2003 · 9 yrs 2 mos
Morgan Keegan & Company, INC.Broker
May 1989 - September 2003 · 14 yrs 4 mos
T. J. Raney & Sons, INC.Broker
December 1974 - May 1989 · 14 yrs 5 mos
Raney Securities Company INCBroker
July 1974 - February 1975 · 7 mos
State Registrations4 states
ARMOTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.