Dagny Young is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 32 years of industry experience. Dagny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Dagny is a 50% owner of Castaway Vacations Inc, a travel agency, spending a few hours per week on this. She is also a 50% owner of The Level Edge, Inc., a business consulting and project management firm, dedicating minimal time to it, and a member of The Tropical Toucan LLC.
Employment History
Current Registrations
Sunbelt Securities, INC.
Sunbelt Securities, INC.Broker
Sunbelt Securities
Previous Registrations
Ptx Securities, LLCBroker
Braymen, Lambert and Noel Securities, LTD.Broker
Edi Investment Advisor Corporation
Edi Financial, INC.Broker
Edi Investment Advisor Corporation
Wfg Advisors, LP
Wfg Investments, INC.Broker
Williams Financial Group
The (wilson) Williams Financial GroupBroker
Amresco Securities, INC.Broker
Everen Securities, INC.Broker
Principal Financial Securities,inc.Broker
Banc One Securities CorporationBroker
Rauscher Pierce Refsnes, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.