MG
MG

Mary Gibbons

30 Years of Experience
Des Moines, IA
2 Disclosures

Mary Gibbons is a registered investment advisor at RIA Advisory Group, LLC, based in Des Moines, IA, with 30 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,618 clients with $460M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
Number of Clients
1,618 clients
Average Client Portfolio
$282K average
Assets Under Management
$456.5M

Fee Structure

Minimum Investment:None
Planning is included in investment management

RIA Advisory Group charges a maximum of 2% of your account value annually for investment management. The firm uses a tiered fee structure, meaning the percentage for the highest range of your portfolio value applies to all managed assets. Fees can be paid monthly or quarterly. The fees are negotiable.

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Location

500 SW 7th Street, Suite 204, Des Moines, IA, 50309

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Denied
Customer Dispute
July 2013
Settled
Other Business Activities

Mary is involved with Trend Financial Investment Guidance, an investment-related activity, since 2012.

Employment History
Current Registrations
RIA Advisory Group, LLC
March 2019 - Present · 7 yrs 1 mo
Previous Registrations
Visionpoint Advisory Group
August 2014 - March 2019 · 4 yrs 7 mos
LPL Financial LLCBroker
September 2003 - March 2019 · 15 yrs 6 mos
LPL Financial LLC
September 2003 - October 2015 · 12 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.
April 2001 - October 2003 · 2 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 2000 - October 2003 · 3 yrs 1 mo
Edward JonesBroker
July 1997 - September 2000 · 3 yrs 2 mos
New England SecuritiesBroker
December 1991 - December 1992 · 1 yr
New England SecuritiesBroker
May 1990 - August 1991 · 1 yr 3 mos
State Registrations1 state
IA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.