LC
LC

Leslie Ann Calhoun

31 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
104 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$316.1M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $25.0M0.75%
$25.0M - $50.0M0.50%
$50.0M - $75.0M0.45%
$75.0M - $100.0M0.40%
$100M+0.35%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

30448 Rancho Viejo Road, Suite 230, San Juan Capistrano, CA, 92675

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leslie is a 25% owner, principal partner, and board member at Optivest, Inc., a registered investment advisor (RIA). Leslie also has a passive investment as a 3.125% owner in Sector Logic, another RIA.

Employment History
Current Registrations
Optivest, INC.
June 2010 - Present · 15 yrs 8 mos
Gramercy Securities, INC.Broker
March 2007 - Present · 18 yrs 11 mos
Previous Registrations
Finance 500, INC.Broker
November 2005 - November 2006 · 1 yr
Roth Capital Partners, LLCBroker
October 2002 - November 2005 · 3 yrs 1 mo
L.H. Friend, Weinress, Frankson & Presson, LLCBroker
May 1995 - October 2002 · 7 yrs 5 mos
Advest, INC.Broker
June 1993 - February 1995 · 1 yr 8 mos
State Registrations16 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Leslie Ann Calhoun - Financial Advisor | TrueAdvisor