Thomas Clayton Simmons

Wt Wealth Management, LLC

19 Years of Experience

2 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching

Wt Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

12 advisors

Number of Clients

1,168 clients

Average Client Portfolio

$330K average

Assets Under Management

$385.2M

Fee Structure

Location

20865 North 90th Place, Suite 105, Scottsdale, AZ, 85255

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2005

Settled

Customer Dispute

May 2004

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Thomas is a Principal and IAR at TCS Financial, LLC, spending about a quarter of his time managing client relationships, trading investment accounts, and administrating the business. He is also an agent for fixed insurance and fixed annuity sales, licensed since 2023, dedicating minimal time to this activity.

Employment History

Current Registrations

Wt Wealth Management, LLC

November 2023 - Present · 2 yrs 3 mos

Previous Registrations

Tcs Financial LLC

June 2009 - December 2024 · 15 yrs 6 mos

First Financial Equity Corporation

March 2006 - September 2008 · 2 yrs 6 mos

Morgan Stanley & CO., Incorporated

August 2002 - January 2003 · 5 mos

State Registrations6 states

AZCAFLGAIDTX

Advisor

Exams

No exam information available for this advisor.