Karen Diamond
Karen Diamond is a registered investment advisor at Founders Financial Alliance, LLC, based in Sarasota, FL, with 35 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 3,918 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable up to 2%.
Fee Estimator
Location
Sarasota, FL
Get directionsHistory
Regulatory History (6)
Employment Separation After Allegations
September 2024Customer Dispute
April 2008Customer Dispute
January 2004Customer Dispute
November 2002Customer Dispute
February 2002Customer Dispute
March 2000Other Business Activities
Karen has ownership in Diamond Realty Partners LLC, Diamond Realty Partners IV, LLC, Diamond Girl Boat Charters LLC, and several rental properties. These activities involve rentals, maintenance, and oversight, taking a few hours per week.
Employment History
Current Registrations
Founders Financial Alliance, LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Princeton Financial Group, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.