TrueAdvisor
TrueAdvisor
RP
CFP
RP
CFP

Richard Alan Parrett

Thrive Capital Management, LLC
34 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningInsurance PlanningHigh Net WorthBusiness Owners
Thrive Capital Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
594 clients
Average Client Portfolio
$669K average
Assets Under Management
$397.7M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.50%
$1.0M - $2.5M1.00%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for accounts over $10,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

500 W Office Center Drive, Suite 300, Fort Washington, PA, 19034

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Thrive Capital Management, LLC
June 2024 - Present · 1 yr 8 mos
Previous Registrations
Empower Advisory Group, LLC
September 2021 - May 2024 · 2 yrs 8 mos
Empower Financial Services, INC.Broker
September 2021 - May 2024 · 2 yrs 8 mos
Prudential Investment Management Services LLCBroker
June 2007 - September 2021 · 14 yrs 3 mos
Global Portfolio Strategies, INC.
June 2007 - December 2018 · 11 yrs 6 mos
Cuso Financial Services, L.P.
April 2006 - January 2007 · 9 mos
Cuso Financial Services, L.P.Broker
October 2003 - January 2007 · 3 yrs 3 mos
Wachovia Securities, LLCBroker
January 2002 - October 2003 · 1 yr 9 mos
First Union Securities, INC.Broker
October 2000 - March 2001 · 5 mos
First Union Brokerage Services, INC.Broker
April 1999 - October 2000 · 1 yr 6 mos
Copeland Equities, INC.Broker
March 1995 - April 1999 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1990 - March 1995 · 5 yrs
State Registrations2 states
NJPA
Advisor
Exams
No exam information available for this advisor.