August Charles Miele

Santander Securities

31 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Santander Securities

Compensation

Fee-Only (AUM)

Firm Size

158 advisors

Number of Clients

10,401 clients

Average Client Portfolio

$245K average

Assets Under Management

$2.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

250 Lexington Avenue, New York, NY, 10016

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2022

Denied

Customer Dispute

October 2015

Closed-No Action

Customer Dispute

May 2013

Denied

Customer Dispute

June 1997

Award / Judgment

View Full SEC Report How to Read Disclosures

Other Business Activities

August is a landlord for a rental property since May 2024. This investment-related activity requires minimal time.

Employment History

Current Registrations

Santander Securities

April 2013 - Present · 12 yrs 10 mos

Santander Securities LLCBroker

January 2013 - Present · 13 yrs 1 mo

Previous Registrations

National Asset Management, INC.

April 2009 - December 2011 · 2 yrs 8 mos

National Securities CorporationBroker

April 2009 - December 2011 · 2 yrs 8 mos

Chase Investment Services CORP.

November 2008 - January 2009 · 2 mos

Chase Investment Services CORP.Broker

August 2008 - January 2009 · 5 mos

Pointe Capital, INC.Broker

March 2006 - August 2008 · 2 yrs 5 mos

Salomon Grey Financial CorporationBroker

March 2004 - February 2006 · 1 yr 11 mos

Salomon Grey Financial CorporationBroker

October 2001 - March 2003 · 1 yr 5 mos

Joseph Gunnar & CO. LLCBroker

January 2000 - October 2001 · 1 yr 9 mos

J.W. Barclay & CO., INC.Broker

June 1997 - January 2000 · 2 yrs 7 mos

M.S. Farrell & Company, INC.Broker

April 1997 - June 1997 · 2 mos

The Boston GroupBroker

May 1996 - April 1997 · 11 mos

Barington Capital Group, L.P.Broker

July 1994 - July 1997 · 3 yrs

Lew Lieberbaum & CO., INC.Broker

August 1993 - August 1994 · 1 yr

Barington Capital Group, L.P.Broker

June 1993 - August 1993 · 2 mos

Allied Capital, INC.Broker

March 1993 - June 1993 · 3 mos

Advanced Equity Group, INC.Broker

February 1993 - March 1993 · 1 mo

Gkn Securities CORP.Broker

November 1991 - September 1992 · 10 mos

State Registrations17 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.