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Gary Hassenfratz

35 Years of Experience
St Cloud, MN
Broker

Gary Hassenfratz is a registered investment advisor at Cetera Investment Advisers LLC, based in St Cloud, MN, with 35 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 1st St S Ste 300, St Cloud, MN, 56301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gary serves as power of attorney for his parents' Morgan Stanley account and is the executor of Charles Hassenfratz's estate. These activities require minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 3 mos
Cetera Investment Services LLC
March 2000 - Present · 26 yrs 1 mo
Cetera Investment Services LLCBroker
March 2000 - Present · 26 yrs 1 mo
Previous Registrations
Cetera Investment Services LLC
May 2005 - January 2014 · 8 yrs 8 mos
Guaranty Brokerage Services, INC.Broker
May 2005 - December 2010 · 5 yrs 7 mos
Ilg Securities CorporationBroker
March 1994 - May 2000 · 6 yrs 2 mos
Dominion Capital CorporationBroker
July 1992 - December 1993 · 1 yr 5 mos
Mimlic Sales CorporationBroker
May 1990 - May 1992 · 2 yrs
State Registrations20 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Gary Hassenfratz - Financial Advisor | TrueAdvisor