TrueAdvisor
TrueAdvisor
RR
CFA
RR
CFA

Richard Michael Rokus

Great Lakes Advisors, LLC
31 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Great Lakes Advisors, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
2,123 clients
Average Client Portfolio
$7.2M average
Assets Under Management
$15.3B

Fee Structure

Minimum Investment:$1M

Location

231 S. Lasalle Street, 4th Floor, Chicago, IL, 60604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Great Lakes Advisors, LLC
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
M&i Investment Management CORP.
June 1993 - April 2010 · 16 yrs 10 mos
State Registrations2 states
ILWI
Advisor
Exams
No exam information available for this advisor.