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Adnan Hussain

35 Years of Experience
1 DisclosureBroker

Adnan Hussain is a registered investment advisor, based in San Diego, CA, with 35 years of industry experience.

Location

11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 1999
Denied
Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
July 2025 - Present · 9 mos
Kingswood Capital Partners, LLCBroker
July 2025 - Present · 9 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2020 - July 2025 · 4 yrs 11 mos
Cetera Financial Specialists LLCBroker
August 2020 - July 2025 · 4 yrs 11 mos
LPL Financial LLCBroker
January 2009 - September 2020 · 11 yrs 8 mos
LPL Financial LLC
January 2009 - September 2020 · 11 yrs 8 mos
Raymond James Financial Services
October 2002 - January 2009 · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
January 1999 - January 2009 · 10 yrs
Robert Thomas Securities, INCBroker
November 1997 - January 1999 · 1 yr 2 mos
A. G. Edwards & Sons, INC.Broker
February 1995 - December 1997 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1991 - March 1995 · 3 yrs 10 mos
Pruco Securities CorporationBroker
February 1990 - March 1991 · 1 yr 1 mo
The Prudential Insurance Company of AmericaBroker
February 1990 - March 1991 · 1 yr 1 mo
State Registrations5 states
CAIDNVNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Adnan Hussain - Financial Advisor | TrueAdvisor