AS
ChFC
AS
ChFC

Ann Lamontagne Swartz

35 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
395 advisors
Number of Clients
24,115 clients
Average Client Portfolio
$629K average
Assets Under Management
$15.2B

Fee Structure

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Location

300 Ledgewood Place, Suite 100, Rockland, MA, 02370

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ann operates her LPL business through Integrated Financial Partners and provides investment advisory services through Integrated Wealth Concepts LLC. She dedicates all of her time to these investment-related activities.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
October 2016 - Present · 9 yrs 4 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 5 mos
LPL Financial LLC
September 2016 - Present · 9 yrs 5 mos
Previous Registrations
Lincoln Financial Advisors Corporation
March 2014 - October 2016 · 2 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
March 2014 - October 2016 · 2 yrs 7 mos
New England Securities Corporation
December 2002 - April 2013 · 10 yrs 4 mos
New England SecuritiesBroker
June 2001 - April 2013 · 11 yrs 10 mos
Mutual of Omaha Investor Services, INC.Broker
December 1989 - June 2001 · 11 yrs 6 mos
State Registrations17 states
CACTDCFLILKYMAMDMENHNJNYPARISCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.