KB
KB

Keith Allen Barfield

36 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
1,090 clients
Average Client Portfolio
$550K average
Assets Under Management
$599.2M

Fee Structure

Minimum Investment:$25K
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Location

2727 Lbj Freeway, Suite 900, Dallas, TX, 75234

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Keith is the president of a CPA practice since 2013, providing accounting, tax, and consultation services. He spends a few hours per week on this activity.

Employment History
Current Registrations
Signal Securities, INC.
January 2014 - Present · 12 yrs 1 mo
Signal Securities, INC.Broker
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
H.D. Vest Advisory Services, INC
February 2012 - December 2013 · 1 yr 10 mos
H.D. Vest Investment ServicesBroker
November 1989 - December 2013 · 24 yrs 1 mo
State Registrations2 states
CATX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.