Michael Rogers
Michael Rogers is a registered investment advisor at LPL Financial LLC, based in Wayzata, MN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
849 Lake Street East, Wayzata, MN, 55391
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is affiliated with 360 Financial as an RIA and DBA. He also sells non-variable insurance, dedicates minimal time to Live with Purpose LLC, receives non-variable insurance trails from Mutual of Omaha, and is involved with Rapacki + Co. for tax preparation and accounting.
Employment History
Current Registrations
LPL Financial LLC
360 Financial
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial NetworkBroker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.