Alan Bernstein is a registered investment advisor at Neuberger Berman Bd LLC, based in Coral Gables, FL, with 47 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Coral Gables, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2025 - Present · 9 mos
Neuberger Berman Bd LLCBroker
July 2025 - Present · 9 mos
Neuberger Berman Bd LLC
June 2025 - Present · 10 mos
Previous Registrations
Stratigraphic Asset Management, INC.
June 1997 - January 2025 · 27 yrs 7 mos
Stratigraphic Resources, INC.Broker
July 1978 - May 1989 · 10 yrs 10 mos
Hanover Planning Company, INC.Broker
April 1973 - April 1978 · 5 yrs
Loeb Rhoades & COBroker
December 1968 - December 1971 · 3 yrs
State Registrations2 states
FLNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.